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Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.
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Culture Audit in Financial Services, Roger Miles
- Jazyk
- Rok vydania
- 2021
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- (pevná)
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- Podtitul
- Reporting on Behaviour to Conduct Regulators
- Jazyk
- anglicky
- Autori
- Roger Miles
- Vydavateľ
- Kogan Page
- Rok vydania
- 2021
- Väzba
- pevná
- Počet strán
- 448
- ISBN13
- 9781789667776
- Série
- Hodnotenie
- 4 z 5
- Anotácia
- Focusing on the essential processes for achieving conduct regulator approval, this guide provides a comprehensive approach to culture assessment and auditing within financial markets. It emphasizes best practices for compliance and outlines strategies to prevent infractions, making it a valuable resource for financial professionals seeking to enhance their understanding of regulatory expectations and improve organizational culture.